merrill lynch
Former heavy-hitting Merrill broker banned from securities industry
A former powerhouse investment broker, who managed $1.3 billion for Merrill Lynch before he was fired, has been permanently banned from the securities industry for charging his customers excessive fees...
Bank of America accused of 'tarnishing' Merrill Lynch
Merrill Lynch’s Thundering Herd is having a huge crisis of confidence. Bank of America’s integration of the prized brokerage empire is spooking many Merrill financial advisers, who are balking at...
Father-daughter duo leave Merrill Lynch
A father-and-daughter team that managed nearly $1.5 billion in assets has mysteriously left Merrill Lynch. Tom Buck, 61, joined Merrill in 1982, according to Financial Industry Regulatory Authority records, working...
Merrill and Morgan battle in ‘wealth manage’ war
It’s the battle of the bulges. As Merrill Lynch and Morgan Stanley trade blows to dominate the lucrative multitrillion-dollar wealth-management industry, Merrill has cleared a new hurdle this month and...
Merrill Lynch manager became janitor after mistaken ID in child sex probe
A Long Island man says he went from being a Merrill Lynch manager to a shattered school janitor after the feds — in a terrible case of mistaken identity —...
Nation’s top-paid bank CFO cops to $4B BofA snafu
Bank of America’s Bruce Thompson just went from hero to zero. Thompson, who ranked as the highest-paid bank chief financial officer in the country last year, is responsible for last...
Bank of America delays stock dividend hike after accounting error
That red in the Bank of America logo should match nicely the color in the cheeks of its embarrassed CEO, Brian Moynihan. The banking giant was forced Monday to again...
Judge tosses discrimination suit by female bankers over ‘Boys Club' book
Forget “The Boys Club” — these women were fired because they were no good at their jobs. That’s the ruling from a Manhattan judge who tossed a lawsuit brought by...